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Lotusphere Session Highlights – IBM Connections Auditing and Compliance Infrastructure
Glenn Kline    

IBM Connections Auditing and Compliance Infrastructure

I attended a session with Rene Schimmer, Offering Manager, IBM on Connections auditing and compliance.  As social business continues to grow and become the norm, auditing and compliance becomes more critical, especially in certain industries that are subject to government regulations.

Social Business and Compliance

There are quite a few key concerns with governance, risk management and compliance for social business.  These include:

  • Avoid conflicts of interest (between employes, customers, partners and/or investors)
  • Establish safe practices and policies on how to use social media
  • Protect reputation and image
  • Protect confidential information
  • Balance information retention and storage cost

There are quite a few regulations which have existed for some time in financial services, energy, healthcare and government which directly impact social solutions.  A best practice is to develop safety conscious external practices and a managed social business network for internal communications.

To demonstrate the importance of this, 98% of companies cite defensible disposal of information is important to governance yet only 22% of companies can prove they have done this properly. A typical average cost to retrieve information per legal action can be around 3 million and 70% of the information is typically irrelevant.  This problem only grows as social tools become pervasive.

Information Life-cycle

Here are the typical information life-cycle steps for email or document retention.

  • Create
  • Collect
  • Analyze and dispose if not relevant (This is a risk if the wrong content is exposed)
  • Archive (This can be expensive)
  • Discover

Connections is different because now you don’t just have email and documents, you have profiles, communities, forums, wikis, activities, blogs and more.  This complicates the information life-cycle problem since there are many different types of content.

Compliance Related Capabilities in Connections 3.0.1

Connections has the following built in auditing and compliance capabilities.

  • Event tracking
  • Access control
  • Moderation
  • Simplified UI customization

IBM Connections Event SPI

Real-time events are generated for all create, update and delete operations.

  • End-user actions
  • End-user changes in preferences
  • Administrative actions
  • Automatic system events
  • Content moderation
  • Bullets

Moderation

Moderation is the process of controlling end user content ensuring it is appropriate.  This helps control the quality of communication making sure it is appropriate.

There are 2 types of content moderatoin:

Pre-moderated

  • Automatically – E.g. a profanity filter grammatically looks at words and replaces them or blocks the content
  • Manually – putting content in a queue and manually review it

Post-moderated

  • Triggered by flagging published content
  • End user reports content
  • Content reviewed for appropriateness
  • Enabled in both the UI and the APIs

Vantage for IBM Connections

Vantage is a product by Actiance that helps organizations manage compliance across Connections.

  • Content logging captures content posted even if deleted
  • eDiscovery – Reviewer UI shows content in context of related items
  • Real time integration captures events instantly
    • Real-time content monitoring
    • Keyword blacklist
    • Granular policies to map compliance requirements
    • Send alerts via email, e.g. when prohibited content is posted
  • Content can be reproduced even with formatting
  • Vantage also supports Sametime

After viewing a demo of Vantage, it looks like a strong product capable of meeting many of the compliance regulations and concerns an organization has.

 



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Jan 16, 2012
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Recent Blog Posts
30


Advanced Performance Tuning for WebSphere Portal
Thu, May 23rd 2013 10:18a   Glenn Kline
Every customer I’ve worked with expects portal to perform well as it should.  This inevitably requires tuning throughout every aspect of the solution deployed.  There are a lot of knobs to turn, levers to pull and buttons to push during the tuning phase ranging from caching to pooling to JVM settings and much more.  The final session at the 2013 IBM Exceptional Web Experienced conference was “Optimizing Your Portal Experience: Advanced Performance Tips and Techniques” delive [read] Keywords: collaboration ibm applications css database javascript portlet security server web 2.0 websphere websphere portal
63


SAP and IBM WebSphere Portal working together
Wed, May 22nd 2013 4:18p   Mark Polly
Integration is a long-standing requirement satisfied by enterprise portals.  Over the past 10 years, integrating SAP and IBM WebSphere Portal has been top of mind for a lot of people.  Marty Lechleider spoke at the IBM Exceptional Web Experience Conference on the offerings IBM has for integration. Both IBM and SAP have multiple products, so Marty put them into buckets and described which products integrate with which products in each bucket.  In fact, SAP has a portal and IBM has a portal.   [read] Keywords: ibm application applications development enterprise integration interface mobile sap websphere websphere portal
47


Considering Open Source Options for Your Portal Solution?
Wed, May 22nd 2013 11:18a   Glenn Kline
Potential WebSphere Portal customers often consider whether they should leverage an open source technology or purchase a leading horrizontal portal product such as WebSphere Portal.  The 2013 IBM Exceptional Web Experience Conference had a session titled “Considering Open Source Options for Your Exceptional Web Experience Solution?: Explore TCO and How Free” delivered by Robert Lezon, East IMT Business Value Assessment Leader, IBM; Mary Byrd Nance, Executive Consultant, IBM.  The s [read] Keywords: ibm community database development enterprise integration security websphere websphere portal
54


Social Web Experiences at the Web Experience Conference
Tue, May 21st 2013 11:15a   Glenn Kline
The IBM Exceptional Web Experience Conference session “Social Web Experiences leveraging the Power of IBM Connections and WebSphere Portal” was delivered by Mac Guidera, Social Business Evangelist, IBM and  Jon Brunn, IBM Connection Architect, IBM.  The session focused on bringing WebSphere Portal and Connections together in a single cohesive solution leveraging the capabilities of both products to deliver unified customer or employee experience. Background The session started with [read] Keywords: administration connections ibm application community integration mac portlet websphere websphere portal
66


2013 IBM Exceptional Web Experience Opening General Session
Tue, May 21st 2013 9:15a   Glenn Kline
The 2013 IBM Exceptional Web Experience Conference takes place from 5/20 to 5/23 and was kicked off by a Larry Bowden, Vice President, Portals and Digital Experience Software,  with a overview of the progression of portals from 2001 to 2013.  The session focused on IBM’s digital experience direction and how various technologies and concepts are converging today.  Mobile, content and rich media, analytics, social, integration and cloud are at the heart of this of convergence.  A few of [read] Keywords: connections ibm applications enterprise integration mobile portlet websphere
42


Digital Asset Management in IBM Digital Experience
Mon, May 20th 2013 10:14a   Mark Polly
I mentioned in a previous blog how IBM is integrating Digital Asset Management (DAM) into WebSphere Portal and Web Content Management. At the IBM Exceptional Web Conference, IBM’s Stephan Hepper is demoing this integration.  The DAM is actually the MediaBeacon product and IBM and MediaiBeacon has created seamless integration between the products.  By combining both products, you get a really great DAM solution in IBM’s flagship product.  IBM is also planning to integrate this with [read] Keywords: connections ibm integration websphere websphere portal
132


But Don’t Stalk Me
Fri, May 10th 2013 6:21a   Michael Porter
Back in March, I mentioned a Global Survey Oracle did on customer experience.  That’s been a hot topic of late in my world.  As part of that survey, they continue to build off of the nuggets of information found in that survey. Emil Fernandez pointed me to an update on that survey that includes a video on millenials and how they wish to engage or be engaged.  The short video highlights a few way they would prefer to engage. I found it hilarious that at about 45 seconds, one teenager say [read] Keywords: oracle
113


Portal Beauty and the User Experience
Thu, May 9th 2013 6:18a   Michael Porter
Dr. Marci Stochak-Chavez just posted an article on our health blog somewhat related to yesterday’s post.  She focuses on whether beauty is in the eye of the beholder for a portal.    In here article, she references a design a portal challenge in New York City.  This challenge pushes contestants to create a nice interface while also using key standards like the Blue Button and the Direct Protocol to transmit medical records. Dr. Marci makes one quote it’s easy to agree with. I be [read] Keywords: interface




108


If You Build a Patient Portal Why Won’t They Come?
Wed, May 8th 2013 6:21a   Michael Porter
Joe Jacobellis, a member of the Design Experience team at a client pointed out this interesting article about patient portals by Steve Wilkins.  It’s titled, “If You Build a Patient Portal Why Won’t They Come?“  Before you read it, let me give you some history: The Affordable Care Act mandates that all patients have access to their medical record (lab test, allergies, discharge instructions, etc.) In various stages, hospitals and clinics need to give you electronic acc [read] Keywords: community email integration mobile
110


Salesforce Communities: The Portal is Dead…Long Live the Portal
Thu, May 2nd 2013 6:18p   Axel Newe
Today Salesforce.com announced its long awaited release of  Communities, which in Salesforce’s own words ended the era of legacy portal software. These are heady words, but Salesforce may have actually created something that is taking the portal concept into a different direction. The motor that is driving Communities is Chatter, Salesforce’s social collaboration platform. Salesforce.com used to have distinct offerings for Partner and Customer portals.  With Communities, Partners, [read] Keywords: collaboration applications




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